Regulatory - Shareholding Disclosure
Keeping up to date with developments in this key area represents a major challenge for financial institutions. Rulefinder Shareholding Disclosure provides a market leading, cost effective solution to this complex area of compliance. The service is used by an impressive range of institutions as a key component of their disclosure operations.
Shareholding Disclosure provides details of the rules and regulation concerning substantial shareholdings for over 85 countries. This includes 13D and 13G beneficial ownership reporting and filing in the US and the application of the Transparency Directive across Europe including the amended Transparency Directive (Directive 2013/50/EU) due to be transposed in EU member states by 26 November 2015. In addition, the service covers short selling (including EU Regulation No 236/2012 on short selling notification and disclosure), sensitive industries (foreign investor and sector limits), takeovers and issuer requests.
Additional features include a monitoring and alerts service, information summaries, access to underlying memoranda from local counsel, compare tool, version control, export to Excel and direct links to forms and legislation.