Marketing Restrictions

Our Marketing Restrictions tools provide detailed cost effective solutions to this complex area of compliance. Our Alerts keep you up to date on regulatory developments. Our standard Marketing Restrictions service covers cross border marketing, selling and advising on a wide range of financial products and services. Marketing Restrictions - Asset Management provides enhanced content for subscribers in the asset management sector who are marketing funds and investment management services.

Rulefinder Marketing Restrictions analyses the law and regulation applicable to cross border marketing, selling and advisory restrictions when dealing with institutional and/or retail clients. The service includes detailed memoranda from leading local counsel and is maintained by a team of senior lawyers, thus providing a realistic alternative to expensive bespoke legal surveys.

Coverage includes communication by email, telephone, physical delivery, fly ins, fly outs and use of intermediaries. Features include links to source legislation and memoranda, sample wording, compare and version control plus export to Excel.

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  • "We have found Rulefinder to be a comprehensive tool. Having access to the underlying legal opinions is a definite bonus. The quality and layout of the site is user friendly, we find the comparison tool to be very useful."
  • Lloyds TSB Bank plc