Marketing Restrictions - Asset Management

Our Marketing Restrictions tools provide detailed cost effective solutions to this complex area of compliance. Our Alerts keep you up to date on regulatory developments. Our standard Marketing Restrictions service covers cross border marketing, selling and advising on a wide range of financial products and services. Marketing Restrictions - Asset Management provides enhanced content for subscribers in the asset management sector who are marketing funds and investment management services.

Marketing Restrictions - Asset Management analyses the law and regulation applicable to cross-border marketing of open-ended and closed-ended funds and investment management and advisory services (e.g. in relation to managed accounts). For EEA jurisdictions, coverage includes both national and European law.

The service includes detailed memoranda from leading local counsel and is maintained by a team of senior lawyers, thus providing a realistic alternative to expensive bespoke legal surveys.

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  • "A very user-friendly and helpful format - easy to find the information and very clear in the description. When looking to do business in new jurisdictions it would be a very easy guide to reference"
  • Global Asset Manager