Swiss Regulatory Tools
Practical tools for Swiss regulatory risk, tax compliance and Board oversight
Turn Swiss regulation and tax risk into structured action
If you run a Swiss-regulated financial institution, you translate dense rules into daily decisions, across regulation, tax and Board governance. aosphere’s three tools — MRR®, MTR® and the Board of Directors Tool, give your teams structured, expert-authored answers in one click.
Regulatory tools
Mapping of Regulatory Risks (MRR®)
MRR® turns Swiss laws, regulations, FINMA practice and case law into the behavioural rules your teams have to follow. One-click access to the underlying sources, structured risk monitoring and a clear view of the practical steps your business needs to take, without re-reading the regulations every quarter.
Monitoring of Tax Risks (MTR®)
MTR® provides comprehensive, country-by-country tax intelligence across more than 180 jurisdictions, combined with a risk diagnosis for individuals and entities. It is specifically designed to support Swiss and Luxembourg AML obligations and aligns with FINMA and CSSF audit expectations The tool enables you to review the tax position of your clients’ portfolios and to clearly document both your analysis and the rationale behind your conclusions.
Board of Directors’ Tool (BoD’s)
An interactive view of what your Board has to do, what it can delegate, and when. Covers prerogatives under Swiss regulation and FINMA practice, delegated responsibilities to audit and other committees, and an automatic schedule to keep meeting cycles aligned with governance obligations.
Subscribe by tool, log in, and put each app to work in the parts of your business it’s built for.
A structured way to analyse and manage Swiss regulatory risk, with regulatory monitoring built in, so you see what’s changing as it changes.
Includes a full library of Swiss laws, ordinances, FINMA circulars and publications, SBA guidelines and Federal Supreme Court decisions — tied to the practical risk-management steps your team can act on.
Regularly updated to reflect current regulations and best practices, MTR® incorporates over 70 country-specific tax indicators, including:
Key domestic tax rates
CRS, QI and FATCA agreements
EU and OECD RBI/CBI schemes
Tax anti-avoidance rules for entities (e.g. CFC Rules, Blacklists, EU DAC6 / MDR)
Currency control and FX restrictions
Crypto-related regulations (including bans, CARF and DAC8)
Evidence of Tax Compliance (ETC)
Builds a Board calendar aligned to your governance obligations, and shows your directors how the Board should meet, decide, delegate and structure its work. Gives clear visibility on Board prerogatives and what can be delegated to committees. Optional alerts on regulatory and case-law developments keep directors current between meetings.